HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Financial Management Professionals, Inc.'s Holding History (CIK: 0001568132)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 784 Value ($000) $10 Avg Close $12.83 Range $11.64 - $13.54
Q2 2017
Shares 784 Value ($000) $10 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 784 Value ($000) $11 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 784 Value ($000) $11 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 784 Value ($000) $10 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 784 Value ($000) $9 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 784 Value ($000) $9 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 873 Value ($000) $10 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 873 Value ($000) $9 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 784 Value ($000) $9 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 784 Value ($000) $11 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 784 Value ($000) $12 Avg Close $15.09 Range $13.14 - $16.20