HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Waverly Advisors, LLC's Holding History (CIK: 0001568787)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 2,927 Value ($000) $42 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 2,927 Value ($000) $47 Avg Close $14.64 Range $12.95 - $16.31