HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Advisory Alpha, LLC's Holding History (CIK: 0001576762)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 1,957 Value ($000) $17,026 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 3,557 Value ($000) $50,332 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 3,557 Value ($000) $46,739 Avg Close $13.05 Range $12.60 - $13.53

Q1 2019

Shares 3,557 Value ($000) $48,873 Avg Close $12.74 Range $10.95 - $14.17

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	1,957	$17,026	$13.06	$5.42 - $16.40
Q4 2019	3,557	$50,332	$13.90	$12.81 - $14.53
Q3 2019	3,557	$46,739	$13.05	$12.60 - $13.53
Q1 2019	3,557	$48,873	$12.74	$10.95 - $14.17