HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Swiss National Bank's Holding History (CIK: 0001582202)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 63,800 Value ($000) $898 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 56,900 Value ($000) $933 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 56,900 Value ($000) $868 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 58,800 Value ($000) $820 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	63,800	$898	$15.67	$14.05 - $16.63
Q4 2013	56,900	$933	$16.14	$14.78 - $17.25
Q3 2013	56,900	$868	$14.50	$13.60 - $15.64
Q2 2013	58,800	$820	$13.02	$11.57 - $14.25