HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Capital Investment Advisors, LLC's Holding History (CIK: 0001582732)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 10,057 Value ($000) $132 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 10,057 Value ($000) $130 Avg Close $12.83 Range $11.64 - $13.54

Q2 2016

Shares 10,657 Value ($000) $132 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 9,857 Value ($000) $118 Avg Close $11.11 Range $9.92 - $12.42

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	10,057	$132	$13.07	$12.29 - $13.97
Q3 2017	10,057	$130	$12.83	$11.64 - $13.54
Q2 2016	10,657	$132	$12.15	$11.55 - $12.47
Q1 2016	9,857	$118	$11.11	$9.92 - $12.42