HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

TCI Wealth Advisors, Inc.'s Holding History (CIK: 0001583751)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 440 Value ($000) $6 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 433 Value ($000) $6 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 146 Value ($000) $2 Avg Close $14.27 Range $11.41 - $16.23

Q4 2013

Shares 4,400 Value ($000) $72 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	440	$6	$13.98	$10.94 - $16.28
Q4 2022	433	$6	$13.59	$11.16 - $15.22
Q3 2022	146	$2	$14.27	$11.41 - $16.23
Q4 2013	4,400	$72	$16.14	$14.78 - $17.25