HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Wakefield Asset Management LLLP's Holding History (CIK: 0001600435)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 44,186 Value ($000) $463 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 43,564 Value ($000) $333 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 37,803 Value ($000) $530 Avg Close $13.90 Range $12.81 - $14.53

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	44,186	$463	$10.15	$6.31 - $11.98
Q1 2020	43,564	$333	$13.06	$5.42 - $16.40
Q4 2019	37,803	$530	$13.90	$12.81 - $14.53