HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Capital Impact Advisors, LLC's Holding History (CIK: 0001602198)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 10,269 Value ($000) $153 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 10,269 Value ($000) $148 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 10,269 Value ($000) $166 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 96,677 Value ($000) $1,360 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 96,677 Value ($000) $1,586 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	10,269	$153	$15.09	$13.14 - $16.20
Q3 2014	10,269	$148	$15.83	$14.35 - $16.99
Q2 2014	10,269	$166	$14.64	$12.95 - $16.31
Q1 2014	96,677	$1,360	$15.67	$14.05 - $16.63
Q4 2013	96,677	$1,586	$16.14	$14.78 - $17.25