HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

MCF Advisors LLC's Holding History (CIK: 0001602905)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 12,000 Value ($000) $194 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 12,250 Value ($000) $198 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 12,000 Value ($000) $194 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	12,000	$194	$16.14	$14.78 - $17.25
Q3 2013	12,250	$198	$14.50	$13.60 - $15.64
Q2 2013	12,000	$194	$13.02	$11.57 - $14.25