HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,671,860 Value ($000) $31,464 Avg Close $18.04 Range $16.63 - $19.13
Q3 2025
Shares 1,318,768 Value ($000) $24,938 Avg Close $19.17 Range $18.23 - $19.67
Q2 2025
Shares 1,153,006 Value ($000) $21,077 Avg Close $17.71 Range $15.65 - $19.37
Q1 2025
Shares 811,055 Value ($000) $15,580 Avg Close $20.19 Range $17.93 - $22.04
Q4 2024
Shares 450,890 Value ($000) $9,058 Avg Close $19.51 Range $18.51 - $20.42
Q3 2024
Shares 302,202 Value ($000) $5,935 Avg Close $19.70 Range $16.95 - $21.78
Q2 2024
Shares 250,994 Value ($000) $5,133 Avg Close $19.24 Range $17.84 - $20.57
Q1 2024
Shares 253,425 Value ($000) $4,676 Avg Close $17.75 Range $16.51 - $18.88
Q4 2023
Shares 171,399 Value ($000) $2,857 Avg Close $15.82 Range $15.02 - $17.09
Q3 2023
Shares 276,873 Value ($000) $4,546 Avg Close $16.37 Range $14.62 - $18.05
Q2 2023
Shares 290,252 Value ($000) $4,296 Avg Close $13.71 Range $12.06 - $15.23
Q1 2023
Shares 287,903 Value ($000) $3,711 Avg Close $13.98 Range $10.94 - $16.28
Q4 2022
Shares 302,275 Value ($000) $3,996 Avg Close $13.59 Range $11.16 - $15.22
Q3 2022
Shares 543,827 Value ($000) $6,298 Avg Close $14.27 Range $11.41 - $16.23
Q2 2022
Shares 572,429 Value ($000) $7,722 Avg Close $15.62 Range $12.62 - $19.09
Q1 2022
Shares 531,333 Value ($000) $9,601 Avg Close $17.56 Range $16.11 - $18.39
Q4 2021
Shares 527,212 Value ($000) $8,747 Avg Close $16.95 Range $15.91 - $18.20
Q3 2021
Shares 520,103 Value ($000) $8,639 Avg Close $17.00 Range $16.35 - $17.75
Q2 2021
Shares 469,605 Value ($000) $8,011 Avg Close $17.11 Range $15.96 - $17.72
Q1 2021
Shares 401,320 Value ($000) $6,434 Avg Close $15.51 Range $14.01 - $16.64
Q4 2020
Shares 123,333 Value ($000) $1,778 Avg Close $12.73 Range $10.83 - $14.51
Q3 2020
Shares 199,999 Value ($000) $2,315 Avg Close $11.12 Range $9.87 - $12.09
Q2 2020
Shares 184,487 Value ($000) $1,932 Avg Close $10.15 Range $6.31 - $11.98
Q1 2020
Shares 100,710 Value ($000) $769 Avg Close $13.06 Range $5.42 - $16.40
Q4 2019
Shares 1,128,723 Value ($000) $15,825 Avg Close $13.90 Range $12.81 - $14.53
Q3 2019
Shares 1,221,242 Value ($000) $16,328 Avg Close $13.05 Range $12.60 - $13.53
Q2 2019
Shares 1,388,241 Value ($000) $17,797 Avg Close $12.97 Range $12.54 - $13.85
Q1 2019
Shares 1,313,605 Value ($000) $16,631 Avg Close $12.74 Range $10.95 - $14.17
Q4 2018
Shares 1,920,172 Value ($000) $21,218 Avg Close $12.20 Range $10.57 - $13.30
Q3 2018
Shares 2,284,542 Value ($000) $30,065 Avg Close $13.34 Range $12.56 - $13.70
Q2 2018
Shares 2,074,797 Value ($000) $26,246 Avg Close $12.37 Range $11.95 - $13.03
Q1 2018
Shares 1,919,030 Value ($000) $23,221 Avg Close $12.54 Range $11.55 - $13.38
Q4 2017
Shares 2,253,223 Value ($000) $29,563 Avg Close $13.07 Range $12.29 - $13.97
Q3 2017
Shares 2,303,238 Value ($000) $29,712 Avg Close $12.83 Range $11.64 - $13.54
Q2 2017
Shares 2,307,234 Value ($000) $30,548 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 2,303,026 Value ($000) $34,845 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 1,817,281 Value ($000) $25,642 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 1,624,417 Value ($000) $22,027 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 1,538,312 Value ($000) $19,106 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 1,520,860 Value ($000) $18,266 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 1,447,236 Value ($000) $17,642 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 1,325,586 Value ($000) $13,402 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 1,623,727 Value ($000) $18,754 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 1,708,522 Value ($000) $23,031 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 1,428,206 Value ($000) $21,252 Avg Close $15.09 Range $13.14 - $16.20