HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Aptus Capital Advisors, LLC's Holding History (CIK: 0001664193)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 60,175 Value ($000) $771 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 50,750 Value ($000) $642 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 29,000 Value ($000) $320 Avg Close $12.20 Range $10.57 - $13.30

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	60,175	$771	$12.97	$12.54 - $13.85
Q1 2019	50,750	$642	$12.74	$10.95 - $14.17
Q4 2018	29,000	$320	$12.20	$10.57 - $13.30