HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CWA Asset Management Group, LLC's Holding History (CIK: 0001667134)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 15,570 Value ($000) $294 Avg Close $19.17 Range $18.23 - $19.67

Q1 2021

Shares 11,569 Value ($000) $185 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 10,924 Value ($000) $158 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 15,885 Value ($000) $184 Avg Close $11.12 Range $9.87 - $12.09

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	15,570	$294	$19.17	$18.23 - $19.67
Q1 2021	11,569	$185	$15.51	$14.01 - $16.64
Q4 2020	10,924	$158	$12.73	$10.83 - $14.51
Q3 2020	15,885	$184	$11.12	$9.87 - $12.09