HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 55,654 Value ($000) $717 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 39,577 Value ($000) $523 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 68,208 Value ($000) $789 Avg Close $14.27 Range $11.41 - $16.23

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	55,654	$717	$13.98	$10.94 - $16.28
Q4 2022	39,577	$523	$13.59	$11.16 - $15.22
Q3 2022	68,208	$789	$14.27	$11.41 - $16.23