HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Valeo Financial Advisors, LLC's Holding History (CIK: 0001722641)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 223 Value ($000) $2 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 217 Value ($000) $2 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 3,210 Value ($000) $45 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 205 Value ($000) $3 Avg Close $13.05 Range $12.60 - $13.53

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	223	$2	$10.15	$6.31 - $11.98
Q1 2020	217	$2	$13.06	$5.42 - $16.40
Q4 2019	3,210	$45	$13.90	$12.81 - $14.53
Q3 2019	205	$3	$13.05	$12.60 - $13.53