HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Certified Advisory Corp's Holding History (CIK: 0001731732)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 2,000 Value ($000) $26 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 2,400 Value ($000) $30 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 2,400 Value ($000) $29 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 2,400 Value ($000) $31 Avg Close $13.07 Range $12.29 - $13.97

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	2,000	$26	$13.34	$12.56 - $13.70
Q2 2018	2,400	$30	$12.37	$11.95 - $13.03
Q1 2018	2,400	$29	$12.54	$11.55 - $13.38
Q4 2017	2,400	$31	$13.07	$12.29 - $13.97