HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 140,996 Value ($000) $2,654 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 140,994 Value ($000) $2,666 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 143,346 Value ($000) $2,620 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 142,649 Value ($000) $2,740 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 138,364 Value ($000) $2,780 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 137,868 Value ($000) $2,708 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 134,629 Value ($000) $2,753 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 135,435 Value ($000) $2,499 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 134,689 Value ($000) $2,245 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 137,759 Value ($000) $2,262 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 138,445 Value ($000) $2,049 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 134,921 Value ($000) $2 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 135,516 Value ($000) $2 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 113,914 Value ($000) $1,319 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 113,913 Value ($000) $1,536 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 115,402 Value ($000) $2,085 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 115,570 Value ($000) $1,917 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 115,604 Value ($000) $1,920 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 116,371 Value ($000) $1,985 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 122,298 Value ($000) $1,960 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 179,828 Value ($000) $2,593 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 183,735 Value ($000) $2,125 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 216,133 Value ($000) $2,263 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 205,464 Value ($000) $1,570 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 212,329 Value ($000) $2,977 Avg Close $13.90 Range $12.81 - $14.53

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	140,996	$2,654	$18.04	$16.63 - $19.13
Q3 2025	140,994	$2,666	$19.17	$18.23 - $19.67
Q2 2025	143,346	$2,620	$17.71	$15.65 - $19.37
Q1 2025	142,649	$2,740	$20.19	$17.93 - $22.04
Q4 2024	138,364	$2,780	$19.51	$18.51 - $20.42
Q3 2024	137,868	$2,708	$19.70	$16.95 - $21.78
Q2 2024	134,629	$2,753	$19.24	$17.84 - $20.57
Q1 2024	135,435	$2,499	$17.75	$16.51 - $18.88
Q4 2023	134,689	$2,245	$15.82	$15.02 - $17.09
Q3 2023	137,759	$2,262	$16.37	$14.62 - $18.05
Q2 2023	138,445	$2,049	$13.71	$12.06 - $15.23
Q1 2023	134,921	$2	$13.98	$10.94 - $16.28
Q4 2022	135,516	$2	$13.59	$11.16 - $15.22
Q3 2022	113,914	$1,319	$14.27	$11.41 - $16.23
Q2 2022	113,913	$1,536	$15.62	$12.62 - $19.09
Q1 2022	115,402	$2,085	$17.56	$16.11 - $18.39
Q4 2021	115,570	$1,917	$16.95	$15.91 - $18.20
Q3 2021	115,604	$1,920	$17.00	$16.35 - $17.75
Q2 2021	116,371	$1,985	$17.11	$15.96 - $17.72
Q1 2021	122,298	$1,960	$15.51	$14.01 - $16.64
Q4 2020	179,828	$2,593	$12.73	$10.83 - $14.51
Q3 2020	183,735	$2,125	$11.12	$9.87 - $12.09
Q2 2020	216,133	$2,263	$10.15	$6.31 - $11.98
Q1 2020	205,464	$1,570	$13.06	$5.42 - $16.40
Q4 2019	212,329	$2,977	$13.90	$12.81 - $14.53