HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Quad-Cities Investment Group, LLC's Holding History (CIK: 0001741426)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 300 Value ($000) $3 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 300 Value ($000) $3 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 300 Value ($000) $3 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 300 Value ($000) $3 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 200 Value ($000) $2 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 200 Value ($000) $2 Avg Close $12.37 Range $11.95 - $13.03

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	300	$3	$13.05	$12.60 - $13.53
Q2 2019	300	$3	$12.97	$12.54 - $13.85
Q1 2019	300	$3	$12.74	$10.95 - $14.17
Q4 2018	300	$3	$12.20	$10.57 - $13.30
Q3 2018	200	$2	$13.34	$12.56 - $13.70
Q2 2018	200	$2	$12.37	$11.95 - $13.03