HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 2,500 Value ($000) $41 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 4,000 Value ($000) $68 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 8,839 Value ($000) $141 Avg Close $15.51 Range $14.01 - $16.64

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	2,500	$41	$17.00	$16.35 - $17.75
Q2 2021	4,000	$68	$17.11	$15.96 - $17.72
Q1 2021	8,839	$141	$15.51	$14.01 - $16.64