HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Vectors Research Management, LLC's Holding History (CIK: 0001750557)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 350 Value ($000) $3 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 650 Value ($000) $9 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 300 Value ($000) $4 Avg Close $13.05 Range $12.60 - $13.53

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	350	$3	$13.06	$5.42 - $16.40
Q4 2019	650	$9	$13.90	$12.81 - $14.53
Q3 2019	300	$4	$13.05	$12.60 - $13.53