HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CARY STREET PARTNERS INVESTMENT ADVISORY LLC's Holding History (CIK: 0001766904)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 1,000 Value ($000) $16 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 1,000 Value ($000) $15 Avg Close $13.71 Range $12.06 - $15.23

Q1 2021

Shares 23,142 Value ($000) $23 Avg Close $15.51 Range $14.01 - $16.64

Q3 2020

Shares 3,200 Value ($000) $37 Avg Close $11.12 Range $9.87 - $12.09

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	1,000	$16	$16.37	$14.62 - $18.05
Q2 2023	1,000	$15	$13.71	$12.06 - $15.23
Q1 2021	23,142	$23	$15.51	$14.01 - $16.64
Q3 2020	3,200	$37	$11.12	$9.87 - $12.09