HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Joseph P. Lucia & Associates, LLC's Holding History (CIK: 0001775391)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 3,171 Value ($000) $43 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 3,171 Value ($000) $57 Avg Close $17.56 Range $16.11 - $18.39

Q3 2021

Shares 3,171 Value ($000) $53 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 3,178 Value ($000) $54 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 3,171 Value ($000) $51 Avg Close $15.51 Range $14.01 - $16.64

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	3,171	$43	$15.62	$12.62 - $19.09
Q1 2022	3,171	$57	$17.56	$16.11 - $18.39
Q3 2021	3,171	$53	$17.00	$16.35 - $17.75
Q2 2021	3,178	$54	$17.11	$15.96 - $17.72
Q1 2021	3,171	$51	$15.51	$14.01 - $16.64