HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC's Holding History (CIK: 0001818604)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 109,555 Value ($000) $1,527 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 79,555 Value ($000) $1,493 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 19,455 Value ($000) $356 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 21,032 Value ($000) $404 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 20,742 Value ($000) $423 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 407,119 Value ($000) $21 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 20,752 Value ($000) $424 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 80,378 Value ($000) $1,464 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 80,728 Value ($000) $1,346 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 80,728 Value ($000) $1,319 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 80,728 Value ($000) $1,195 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 80,728 Value ($000) $1,041 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 137,357 Value ($000) $1,816 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 96,678 Value ($000) $1,120 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 100,713 Value ($000) $1,359 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 98,470 Value ($000) $1,779 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 98,470 Value ($000) $1,634 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 84,820 Value ($000) $1,409 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 86,692 Value ($000) $1,479 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 170,877 Value ($000) $2,600 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 86,011 Value ($000) $1,240 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 98,061 Value ($000) $1,135 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 102,011 Value ($000) $1,068 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 88,111 Value ($000) $673 Avg Close $13.06 Range $5.42 - $16.40

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	109,555	$1,527	$18.04	$16.63 - $19.13
Q3 2025	79,555	$1,493	$19.17	$18.23 - $19.67
Q2 2025	19,455	$356	$17.71	$15.65 - $19.37
Q1 2025	21,032	$404	$20.19	$17.93 - $22.04
Q4 2024	20,742	$423	$19.51	$18.51 - $20.42
Q3 2024	407,119	$21	$19.70	$16.95 - $21.78
Q2 2024	20,752	$424	$19.24	$17.84 - $20.57
Q1 2024	80,378	$1,464	$17.75	$16.51 - $18.88
Q4 2023	80,728	$1,346	$15.82	$15.02 - $17.09
Q3 2023	80,728	$1,319	$16.37	$14.62 - $18.05
Q2 2023	80,728	$1,195	$13.71	$12.06 - $15.23
Q1 2023	80,728	$1,041	$13.98	$10.94 - $16.28
Q4 2022	137,357	$1,816	$13.59	$11.16 - $15.22
Q3 2022	96,678	$1,120	$14.27	$11.41 - $16.23
Q2 2022	100,713	$1,359	$15.62	$12.62 - $19.09
Q1 2022	98,470	$1,779	$17.56	$16.11 - $18.39
Q4 2021	98,470	$1,634	$16.95	$15.91 - $18.20
Q3 2021	84,820	$1,409	$17.00	$16.35 - $17.75
Q2 2021	86,692	$1,479	$17.11	$15.96 - $17.72
Q1 2021	170,877	$2,600	$15.51	$14.01 - $16.64
Q4 2020	86,011	$1,240	$12.73	$10.83 - $14.51
Q3 2020	98,061	$1,135	$11.12	$9.87 - $12.09
Q2 2020	102,011	$1,068	$10.15	$6.31 - $11.98
Q1 2020	88,111	$673	$13.06	$5.42 - $16.40