HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Lebenthal Global Advisors, LLC's Holding History (CIK: 0001845766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 18,453 Value ($000) $306 Avg Close $16.95 Range $15.91 - $18.20

Q1 2021

Shares 13,113 Value ($000) $210 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 8,005 Value ($000) $115 Avg Close $12.73 Range $10.83 - $14.51

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	18,453	$306	$16.95	$15.91 - $18.20
Q1 2021	13,113	$210	$15.51	$14.01 - $16.64
Q4 2020	8,005	$115	$12.73	$10.83 - $14.51