HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Hennion & Walsh Asset Management, Inc.'s Holding History (CIK: 0001861642)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 209,804 Value ($000) $3,485 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 201,626 Value ($000) $3,440 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 183,189 Value ($000) $2,937 Avg Close $15.51 Range $14.01 - $16.64

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	209,804	$3,485	$17.00	$16.35 - $17.75
Q2 2021	201,626	$3,440	$17.11	$15.96 - $17.72
Q1 2021	183,189	$2,937	$15.51	$14.01 - $16.64