HERCULES TECH GRW 7%

CUSIP: 427096870 Class: PREFERR

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 34,700 Value ($000) $885 Avg Close — Range —
Q4 2014
Shares 34,500 Value ($000) $884,580 Avg Close — Range —
Q3 2014
Shares 34,200 Value ($000) $867,654 Avg Close — Range —
Q2 2014
Shares 34,200 Value ($000) $895,356 Avg Close — Range —
Q4 2013
Shares 28,500 Value ($000) $723,900 Avg Close — Range —
Q3 2013
Shares 27,500 Value ($000) $703,175 Avg Close — Range —
Q2 2013
Shares 27,100 Value ($000) $704,600 Avg Close — Range —