HERCULES TECH GRW SR NT

CUSIP: 427096888 Class: NOTE 6.000% 4/1

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 21,140 Value ($000) $538 Avg Close — Range —
Q4 2014
Shares 29,127 Value ($000) $745,069 Avg Close — Range —
Q3 2014
Shares 28,127 Value ($000) $717,239 Avg Close — Range —
Q2 2014
Shares 27,700 Value ($000) $716,322 Avg Close — Range —
Q4 2013
Shares 16,200 Value ($000) $413,586 Avg Close — Range —
Q3 2013
Shares 15,400 Value ($000) $395,010 Avg Close — Range —
Q2 2013
Shares 9,600 Value ($000) $246,719 Avg Close — Range —