HERCULES TECH GRW SR NT

CUSIP: 427096888 Class: NOTE 6.000% 4/1

North Star Investment Management Corp.'s Holding History (CIK: 0001342857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 21,275 Value ($000) $543 Avg Close — Range —
Q3 2013
Shares 16,835 Value ($000) $432 Avg Close — Range —
Q2 2013
Shares 10,735 Value ($000) $276 Avg Close — Range —