HERCULES TECH GROWTH CAP INC

CUSIP: 427096AB8 Class: CNV

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 298,000 Value ($000) $371 Avg Close — Range —
Q2 2014
Shares 347,000 Value ($000) $477 Avg Close — Range —