HERCULES TECH GROWTH CAP INC

CUSIP: 427096AB8 Class: CNV

CSS LLC/IL's Holding History (CIK: 0001103646)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,570,000 Value ($000) $1,959 Avg Close — Range —
Q2 2014
Shares 1,570,000 Value ($000) $2,167 Avg Close — Range —
Q1 2014
Shares 1,570,000 Value ($000) $1,902 Avg Close — Range —
Q4 2013
Shares 1,570,000 Value ($000) $2,200 Avg Close — Range —