HERCULES TECH GROWTH CAP INC

CUSIP: 427096AB8 Class: CNV

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 25,885,000 Value ($000) $35,640 Avg Close — Range —
Q1 2014
Shares 25,568,000 Value ($000) $30,394 Avg Close — Range —
Q4 2013
Shares 22,848,000 Value ($000) $31,759 Avg Close — Range —
Q3 2013
Shares 14,242,000 Value ($000) $18,793 Avg Close — Range —
Q2 2013
Shares 12,933,000 Value ($000) $15,353 Avg Close — Range —