HERCULES TECH GROWTH CAP INC

CUSIP: 427096AB8 Class: CNV

BASSO CAPITAL MANAGEMENT, L.P.'s Holding History (CIK: 0001287978)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 6,992,000 Value ($000) $8,709 Avg Close — Range —
Q2 2014
Shares 7,992,000 Value ($000) $11,074 Avg Close — Range —
Q1 2014
Shares 7,992,000 Value ($000) $9,750 Avg Close — Range —
Q4 2013
Shares 7,992,000 Value ($000) $11,149 Avg Close — Range —
Q3 2013
Shares 8,992,000 Value ($000) $11,633 Avg Close — Range —
Q2 2013
Shares 8,492,000 Value ($000) $10,111 Avg Close — Range —