HERCULES TECH GROWTH CAP INC

CUSIP: 427096AB8 Class: CNV

Wellesley Asset Management's Holding History (CIK: 0001533551)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 5,002 Value ($000) $6,366 Avg Close — Range —
Q2 2014
Shares 5,656 Value ($000) $7,788 Avg Close — Range —
Q1 2014
Shares 6,800 Value ($000) $8,272 Avg Close — Range —
Q4 2013
Shares 14,519 Value ($000) $20,427 Avg Close — Range —
Q3 2013
Shares 25,501 Value ($000) $33,072 Avg Close — Range —
Q2 2013
Shares 27,747 Value ($000) $32,724 Avg Close — Range —
Q1 2013
Shares 27,795 Value ($000) $30,331 Avg Close — Range —