HERCULES TECH GROWTH CAP INC

CUSIP: 427096AB8 Class: CNV

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 11,000 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 11,000 Value ($000) $12 Avg Close — Range —
Q3 2015
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q1 2015
Shares 11,000 Value ($000) $13 Avg Close — Range —
Q4 2014
Shares 11,000 Value ($000) $14 Avg Close — Range —
Q3 2014
Shares 11,000 Value ($000) $14 Avg Close — Range —
Q2 2014
Shares 11,000 Value ($000) $15 Avg Close — Range —
Q1 2014
Shares 11,000 Value ($000) $13 Avg Close — Range —
Q4 2013
Shares 11,000 Value ($000) $15 Avg Close — Range —
Q3 2013
Shares 11,000 Value ($000) $14 Avg Close — Range —
Q2 2013
Shares 48,000 Value ($000) $56 Avg Close — Range —