HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 1,150,000 Value ($000) $1,120 Avg Close — Range —
Q1 2020
Shares 1,650,000 Value ($000) $1,514 Avg Close — Range —
Q4 2019
Shares 2,800,000 Value ($000) $2,860 Avg Close — Range —
Q3 2019
Shares 2,800,000 Value ($000) $2,866 Avg Close — Range —
Q2 2019
Shares 2,800,000 Value ($000) $2,801 Avg Close — Range —
Q1 2019
Shares 2,800,000 Value ($000) $2,735 Avg Close — Range —
Q4 2018
Shares 3,300,000 Value ($000) $3,123 Avg Close — Range —
Q3 2018
Shares 3,300,000 Value ($000) $3,198 Avg Close — Range —
Q2 2018
Shares 3,300,000 Value ($000) $3,287 Avg Close — Range —
Q1 2018
Shares 3,300,000 Value ($000) $3,339 Avg Close — Range —