HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 4,520,000 Value ($000) $4,660 Avg Close — Range —
Q3 2021
Shares 4,520,000 Value ($000) $4,710 Avg Close — Range —
Q2 2021
Shares 4,520,000 Value ($000) $4,770 Avg Close — Range —
Q1 2021
Shares 4,520,000 Value ($000) $4,724 Avg Close — Range —
Q4 2020
Shares 4,520,000 Value ($000) $4,708 Avg Close — Range —
Q3 2020
Shares 4,520,000 Value ($000) $4,617 Avg Close — Range —
Q2 2020
Shares 4,520,000 Value ($000) $4,414 Avg Close — Range —
Q1 2020
Shares 4,520,000 Value ($000) $4,007 Avg Close — Range —
Q4 2019
Shares 4,520,000 Value ($000) $4,619 Avg Close — Range —
Q3 2019
Shares 4,520,000 Value ($000) $4,619 Avg Close — Range —
Q2 2019
Shares 3,320,000 Value ($000) $3,313 Avg Close — Range —
Q1 2019
Shares 3,320,000 Value ($000) $3,249 Avg Close — Range —
Q4 2018
Shares 3,320,000 Value ($000) $3,143 Avg Close — Range —
Q3 2018
Shares 1,620,000 Value ($000) $1,600 Avg Close — Range —
Q2 2018
Shares 1,620,000 Value ($000) $1,620 Avg Close — Range —
Q1 2018
Shares 2,020,000 Value ($000) $2,050 Avg Close — Range —