HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

NEW YORK STATE COMMON RETIREMENT FUND's Holding History (CIK: 0000810265)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 1,325,000 Value ($000) $1,294 Avg Close — Range —
Q4 2018
Shares 2,000,000 Value ($000) $1,893 Avg Close — Range —