HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

DELTA ASSET MANAGEMENT LLC/TN's Holding History (CIK: 0000860857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 12,000 Value ($000) $12 Avg Close — Range —
Q3 2021
Shares 12,000 Value ($000) $13 Avg Close — Range —
Q2 2021
Shares 12,000 Value ($000) $13 Avg Close — Range —
Q1 2021
Shares 12,000 Value ($000) $13 Avg Close — Range —