HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 29,200,000 Value ($000) $30,428,736 Avg Close — Range —
Q2 2021
Shares 29,200,000 Value ($000) $30,815,052 Avg Close — Range —
Q1 2021
Shares 29,200,000 Value ($000) $30,520,132 Avg Close — Range —
Q4 2020
Shares 29,200,000 Value ($000) $30,414,720 Avg Close — Range —
Q3 2020
Shares 26,200,000 Value ($000) $26,763,301 Avg Close — Range —
Q2 2020
Shares 26,200,000 Value ($000) $25,584,301 Avg Close — Range —
Q1 2020
Shares 28,500,000 Value ($000) $25,262,229 Avg Close — Range —
Q4 2019
Shares 26,500,000 Value ($000) $27,082,735 Avg Close — Range —
Q3 2019
Shares 27,200,000 Value ($000) $27,796,769 Avg Close — Range —
Q2 2019
Shares 27,200,000 Value ($000) $27,141,520 Avg Close — Range —
Q1 2019
Shares 30,000,000 Value ($000) $29,356,501 Avg Close — Range —
Q4 2018
Shares 31,000,000 Value ($000) $29,350,800 Avg Close — Range —
Q3 2018
Shares 31,000,000 Value ($000) $30,624,900 Avg Close — Range —
Q2 2018
Shares 30,500,000 Value ($000) $30,509,150 Avg Close — Range —
Q1 2018
Shares 30,500,000 Value ($000) $30,951,400 Avg Close — Range —