HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

WELLINGTON MANAGEMENT GROUP LLP's Holding History (CIK: 0000902219)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 300,000 Value ($000) $308 Avg Close — Range —
Q3 2021
Shares 300,000 Value ($000) $313 Avg Close — Range —
Q2 2021
Shares 300,000 Value ($000) $318 Avg Close — Range —
Q1 2021
Shares 300,000 Value ($000) $307 Avg Close — Range —
Q4 2020
Shares 465,000 Value ($000) $477 Avg Close — Range —
Q3 2020
Shares 465,000 Value ($000) $467 Avg Close — Range —
Q2 2020
Shares 465,000 Value ($000) $453 Avg Close — Range —
Q1 2020
Shares 565,000 Value ($000) $518 Avg Close — Range —
Q4 2019
Shares 565,000 Value ($000) $577 Avg Close — Range —
Q3 2019
Shares 565,000 Value ($000) $578 Avg Close — Range —
Q2 2019
Shares 565,000 Value ($000) $565 Avg Close — Range —
Q1 2019
Shares 565,000 Value ($000) $552 Avg Close — Range —
Q4 2018
Shares 565,000 Value ($000) $535 Avg Close — Range —
Q3 2018
Shares 645,000 Value ($000) $625 Avg Close — Range —
Q2 2018
Shares 795,000 Value ($000) $792 Avg Close — Range —
Q1 2018
Shares 695,000 Value ($000) $703 Avg Close — Range —