HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 458,000 Value ($000) $471 Avg Close — Range —
Q3 2021
Shares 458,000 Value ($000) $478 Avg Close — Range —
Q2 2021
Shares 488,000 Value ($000) $517 Avg Close — Range —
Q1 2021
Shares 528,000 Value ($000) $540 Avg Close — Range —
Q4 2020
Shares 3,013,000 Value ($000) $3,095 Avg Close — Range —
Q3 2020
Shares 4,088,000 Value ($000) $4,103 Avg Close — Range —
Q2 2020
Shares 4,222,000 Value ($000) $4,113 Avg Close — Range —
Q1 2020
Shares 5,377,000 Value ($000) $4,840 Avg Close — Range —
Q4 2019
Shares 5,127,000 Value ($000) $5,236 Avg Close — Range —
Q3 2019
Shares 5,901,000 Value ($000) $6,041 Avg Close — Range —
Q2 2019
Shares 6,036,000 Value ($000) $6,037 Avg Close — Range —
Q1 2019
Shares 5,552,000 Value ($000) $5,423 Avg Close — Range —
Q4 2018
Shares 4,898,000 Value ($000) $4,635 Avg Close — Range —
Q3 2018
Shares 1,898,000 Value ($000) $1,825 Avg Close — Range —
Q2 2018
Shares 1,431,000 Value ($000) $1,426 Avg Close — Range —
Q1 2018
Shares 900,000 Value ($000) $908 Avg Close — Range —