HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 1,004,000 Value ($000) $1,047 Avg Close — Range —
Q2 2021
Shares 1,004,000 Value ($000) $1,064 Avg Close — Range —
Q1 2021
Shares 1,004,000 Value ($000) $1,027 Avg Close — Range —
Q4 2020
Shares 1,004,000 Value ($000) $1,031 Avg Close — Range —
Q3 2020
Shares 1,574,000 Value ($000) $1,580 Avg Close — Range —
Q2 2020
Shares 349,000 Value ($000) $340 Avg Close — Range —
Q1 2020
Shares 1,099,000 Value ($000) $1,008 Avg Close — Range —
Q4 2019
Shares 1,099,000 Value ($000) $1,122 Avg Close — Range —
Q3 2019
Shares 1,099,000 Value ($000) $1,124 Avg Close — Range —
Q2 2019
Shares 3,936,000 Value ($000) $3,936 Avg Close — Range —
Q1 2019
Shares 4,211,000 Value ($000) $4,111 Avg Close — Range —
Q4 2018
Shares 4,547,000 Value ($000) $4,302 Avg Close — Range —
Q3 2018
Shares 6,761,000 Value ($000) $6,550 Avg Close — Range —
Q2 2018
Shares 7,632,000 Value ($000) $7,601 Avg Close — Range —
Q1 2018
Shares 7,469,000 Value ($000) $7,556 Avg Close — Range —