HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

OAKTREE CAPITAL MANAGEMENT LP's Holding History (CIK: 0000949509)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 14,548,000 Value ($000) $14,911 Avg Close — Range —
Q4 2020
Shares 11,756,000 Value ($000) $12,100 Avg Close — Range —
Q3 2020
Shares 10,921,000 Value ($000) $10,989 Avg Close — Range —
Q2 2020
Shares 10,836,000 Value ($000) $10,584 Avg Close — Range —
Q1 2020
Shares 14,682,000 Value ($000) $13,507 Avg Close — Range —
Q4 2019
Shares 15,893,000 Value ($000) $16,272 Avg Close — Range —
Q3 2019
Shares 11,060,000 Value ($000) $11,351 Avg Close — Range —
Q2 2019
Shares 11,507,000 Value ($000) $11,540 Avg Close — Range —
Q1 2019
Shares 19,041,000 Value ($000) $18,644 Avg Close — Range —
Q4 2018
Shares 8,893,000 Value ($000) $8,438 Avg Close — Range —
Q3 2018
Shares 21,177,000 Value ($000) $20,573 Avg Close — Range —
Q2 2018
Shares 16,278,000 Value ($000) $16,255 Avg Close — Range —
Q1 2018
Shares 9,290,000 Value ($000) $9,423 Avg Close — Range —