HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 4,033,000 Value ($000) $4,156 Avg Close — Range —
Q3 2021
Shares 4,143,000 Value ($000) $4,321 Avg Close — Range —
Q2 2021
Shares 4,153,000 Value ($000) $4,397 Avg Close — Range —
Q1 2021
Shares 4,051,000 Value ($000) $4,132 Avg Close — Range —
Q4 2020
Shares 3,548,000 Value ($000) $3,692 Avg Close — Range —
Q3 2020
Shares 3,548,000 Value ($000) $3,576 Avg Close — Range —
Q2 2020
Shares 3,548,000 Value ($000) $3,464 Avg Close — Range —