HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 100,000 Value ($000) $102 Avg Close — Range —
Q2 2019
Shares 100,000 Value ($000) $100 Avg Close — Range —
Q1 2019
Shares 100,000 Value ($000) $98 Avg Close — Range —
Q4 2018
Shares 100,000 Value ($000) $95 Avg Close — Range —
Q3 2018
Shares 100,000 Value ($000) $97 Avg Close — Range —
Q2 2018
Shares 100,000 Value ($000) $100 Avg Close — Range —
Q1 2018
Shares 100,000 Value ($000) $101 Avg Close — Range —