HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 5,000,000 Value ($000) $4,909 Avg Close — Range —
Q4 2018
Shares 14,777,000 Value ($000) $14,066 Avg Close — Range —
Q3 2018
Shares 17,762,000 Value ($000) $17,270 Avg Close — Range —
Q2 2018
Shares 29,022,000 Value ($000) $29,162 Avg Close — Range —
Q1 2018
Shares 27,694,000 Value ($000) $28,066 Avg Close — Range —