HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

INCOME RESEARCH & MANAGEMENT's Holding History (CIK: 0001165830)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 11,932,000 Value ($000) $12,246 Avg Close — Range —
Q3 2021
Shares 11,932,000 Value ($000) $12,446 Avg Close — Range —
Q2 2021
Shares 11,932,000 Value ($000) $12,634 Avg Close — Range —
Q1 2021
Shares 11,932,000 Value ($000) $12,200 Avg Close — Range —
Q4 2020
Shares 11,932,000 Value ($000) $12,251 Avg Close — Range —
Q3 2020
Shares 12,257,000 Value ($000) $12,304 Avg Close — Range —
Q2 2020
Shares 12,415,000 Value ($000) $12,095 Avg Close — Range —
Q1 2020
Shares 11,719,000 Value ($000) $11,723 Avg Close — Range —
Q4 2019
Shares 12,415,000 Value ($000) $12,680 Avg Close — Range —
Q3 2019
Shares 11,719,000 Value ($000) $12,000 Avg Close — Range —
Q2 2019
Shares 11,719,000 Value ($000) $11,723 Avg Close — Range —
Q1 2019
Shares 11,719,000 Value ($000) $11,446 Avg Close — Range —
Q4 2018
Shares 11,719,000 Value ($000) $11,091 Avg Close — Range —
Q3 2018
Shares 11,719,000 Value ($000) $11,355 Avg Close — Range —
Q2 2018
Shares 7,225,000 Value ($000) $7,196 Avg Close — Range —
Q1 2018
Shares 7,225,000 Value ($000) $7,310 Avg Close — Range —