HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

AQR Arbitrage LLC's Holding History (CIK: 0001167456)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 1,220,000 Value ($000) $1,255 Avg Close — Range —
Q3 2021
Shares 1,220,000 Value ($000) $1,276 Avg Close — Range —
Q2 2021
Shares 1,220,000 Value ($000) $1,295 Avg Close — Range —
Q1 2021
Shares 1,220,000 Value ($000) $1,251 Avg Close — Range —
Q4 2020
Shares 1,645,000 Value ($000) $1,693 Avg Close — Range —
Q3 2020
Shares 3,075,000 Value ($000) $3,094 Avg Close — Range —
Q2 2020
Shares 4,300,000 Value ($000) $4,200 Avg Close — Range —
Q1 2020
Shares 19,425,000 Value ($000) $17,871 Avg Close — Range —
Q4 2019
Shares 17,425,000 Value ($000) $17,841 Avg Close — Range —
Q3 2019
Shares 17,425,000 Value ($000) $17,882 Avg Close — Range —
Q2 2019
Shares 17,425,000 Value ($000) $17,475 Avg Close — Range —
Q1 2019
Shares 19,150,000 Value ($000) $18,751 Avg Close — Range —
Q4 2018
Shares 21,150,000 Value ($000) $20,069 Avg Close — Range —
Q3 2018
Shares 21,150,000 Value ($000) $20,546 Avg Close — Range —
Q2 2018
Shares 21,150,000 Value ($000) $21,119 Avg Close — Range —
Q1 2018
Shares 21,150,000 Value ($000) $21,453 Avg Close — Range —