HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 2,359,000 Value ($000) $2,466 Avg Close — Range —
Q2 2021
Shares 2,359,000 Value ($000) $2,503 Avg Close — Range —
Q1 2021
Shares 2,359,000 Value ($000) $2,417 Avg Close — Range —
Q4 2020
Shares 2,359,000 Value ($000) $2,428 Avg Close — Range —
Q3 2020
Shares 1,213,000 Value ($000) $1,220 Avg Close — Range —