HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

CLOUGH CAPITAL PARTNERS L P's Holding History (CIK: 0001276144)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 30,000 Value ($000) $31 Avg Close — Range —
Q4 2020
Shares 30,000 Value ($000) $31 Avg Close — Range —
Q3 2020
Shares 30,000 Value ($000) $31 Avg Close — Range —