HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

North Star Investment Management Corp.'s Holding History (CIK: 0001342857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 575,000 Value ($000) $590 Avg Close — Range —
Q3 2021
Shares 575,000 Value ($000) $600 Avg Close — Range —
Q2 2021
Shares 575,000 Value ($000) $609 Avg Close — Range —
Q1 2021
Shares 575,000 Value ($000) $588 Avg Close — Range —
Q4 2020
Shares 575,000 Value ($000) $590 Avg Close — Range —
Q3 2020
Shares 575,000 Value ($000) $577 Avg Close — Range —
Q2 2020
Shares 575,000 Value ($000) $560 Avg Close — Range —
Q1 2020
Shares 575,000 Value ($000) $528 Avg Close — Range —
Q4 2019
Shares 575,000 Value ($000) $587 Avg Close — Range —
Q3 2019
Shares 508,000 Value ($000) $520 Avg Close — Range —
Q2 2019
Shares 508,000 Value ($000) $508 Avg Close — Range —
Q1 2019
Shares 250,000 Value ($000) $244 Avg Close — Range —
Q4 2018
Shares 250,000 Value ($000) $237 Avg Close — Range —
Q3 2018
Shares 250,000 Value ($000) $242 Avg Close — Range —
Q2 2018
Shares 250,000 Value ($000) $249 Avg Close — Range —